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12 May 2017, 6:52 am
Related posts:Streamlining of Blue Sky Filings Series LLCs Congress Acts on Forward Incorporation by Reference [read post]
6 Feb 2017, 3:33 pm
The NHTSA launched an investigation into the fatal accident, looking to identify the role the Autopilot system played in causing the wreck.Both Tesla and the NHTSA found that the Autopilot system failed to spot a large white truck because of the bright sun and light blue sky behind and above it. [read post]
2 Dec 2016, 11:21 am
Under Newsome, an out-of-state offer or sale originates from the state if “any portion of the selling process” occurred in the state. [read post]
28 Jun 2010, 4:00 am
"Promoter liability cases such as Dickerman faded away in the aftermath of federal securities laws and state blue sky legislation mandating comprehensive disclosure to investors. [read post]
23 Jul 2019, 7:03 am
The LLCs prepared and issued promissory notes that were signed by the defendants and were offered and sold to individuals both inside and outside of Kansas. [read post]
24 Jul 2019, 3:00 am
Blue Sky: New Jersey Sues Issuer of Unregistered Tokens The SEC’s high-profile enforcement actions involving digital assets get most of the limelight, but as we’ve previously blogged, state securities regulators have been extremely active on the enforcement front when it comes to token deals. [read post]
29 May 2009, 12:59 pm
Keep in mind that there are also state "blue sky" laws to comply with - and they will need to be complied with in every state that a security is offered and/or sold. [read post]
10 Dec 2015, 8:36 am
Sun Dental Holdings, LLC $20,000,000 Class A Common Units Form 1-A filed Sept. 3, 2015; SEC qualification filed Dec, 1, 2015 Tier 2 offering to accredited and non-accredited investors ($10,000 minimum investment) Audited financials Business: traditional dental device manufacturing as well as digital scanning, cloud-based data management system and 3D printing to produce dental devices Use of proceeds: working capital, strategic acquisitions, debt service and acquisition of a dental… [read post]
10 Sep 2021, 2:00 am
Although 2021 is likely to show a rebound, the total will still be far below the heyday of prosecutorial action in 1995, when 350 cases were brought.https://www.nytimes.com/2021/09/07/technology/in-silicon-valley-criminal-prosecutors-see-no-evil.html Debevoise & Plimpton on the Latest Round of SEC Cybersecurity Enforcement ActionsBy Avi Gesser, James Pastore and Mengyi XuThe CLS Blue Sky Blog On August 30, 2021, the SEC filed settled enforcement actions… [read post]
20 Sep 2017, 6:25 am
Second, the vast majority of states have passed “blue sky” laws that regulate the securities industry in each state and protect investors. [read post]
29 May 2015, 5:00 am
Harper in the CLS Blue Sky Blog Law schools have become poster children for market dysfunction. [read post]
23 Jan 2024, 11:31 am
BLUE 7224979 BOLT 7221296 SONGS OF NUMERO GROUP 7210249 NUMERO GROUP 7210539 7216760 SAVAGE MEDIA 7223097 MOTHERS EARTH THE NATURAL CARE ALTERNATIVE · HOLISTIC · ESTD. 2016 · HEALTH · 7213638 THE CANARY IN THE FERMENTOR 7228051 HONEY + MOON COFFEE 7215073 TRUE ESSENCE 7221280 BEAUTIF EYE ME 360 7221717 UNIQUE HANDS 7229670 GRVL KLR 7211596 MY SISTER S STUFF 7219038 KOOZIE GROUP 7231845 DESKIMATE 7210373 MOM WATER 7222362 SKY HIGH GRAPHIX LLC… [read post]
15 Mar 2024, 4:30 pm
“I saw her starting to step to cross the road, and suddenly, I saw the sky,” he said. [read post]
24 Nov 2017, 6:06 am
This is just an old-man hack for limiting the amount of information I need to process. [read post]
26 Aug 2011, 2:07 pm
., LLC v. [read post]
16 Jul 2017, 4:58 am
Copyright © 2007-2017 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
21 Aug 2010, 9:29 am
Domestic Hedge Fund Timeline Series LLC Offshore Hedge Funds Parallel Hedge Fund Structure Master-Feeder Fund Structure Mini-Master Feeder Fund Structure Offshore Director Requirements Offshore Jurisdictions BVI Cayman Other Jurisdictions Segregated Portfolio Companies Offshore Hedge Fund Timeline Separately Managed Accounts (SMAs) Reg D Overview Filing Form D Reg D Annual and Interim Amendments Blue Sky Filings New York Form 99 Hedge Fund Investors … [read post]
9 Nov 2011, 7:42 am
Remember, securities are subject to federal and state law ("Blue Sky Laws"), and therefore even if there is a federal exemption you will also need a state exemption for each state in which any of your purchasers resides. [read post]
9 Nov 2011, 1:05 pm
Remember, securities are subject to federal and state law ("Blue Sky Laws"), and therefore even if there is a federal exemption you will also need a state exemption for each state in which any of your purchasers resides. [read post]
4 Jan 2017, 3:55 pm
We recommend that firms discuss the annual review with their outside counsel or compliance firm, who can provide guidance about the review process as well as a template for the assessment and documentation. [read post]
